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With an easily accessible Q&A format, this book will provide anyone regulated by the SRA or employed in an SRA-regulated firm with key knowledge about risk management of conflicts of interests and duties that relate to confidentiality and disclosure.
Through a series of questions and answers, this book will assist solicitors employed by non-solicitor employers to understand and manage their regulatory and ethical duties. It provides expert advice on some of the most common issues that are likely to arise for the in-house lawyer.
Now in its third edition, COLP and COFA: Compliance in Practice provides the role-holders, and anyone concerned with supporting the role-holders, with essential information about regulatory and ethical standards and compliance procedures that will support the achievement of these standards and facilitate a good working relationship with the SRA.
A handbook and guide, advising on practical implementation of the European Union Fourth Anti-Money Laundering Directive. Assisting European law firms in remaining compliant.
In-house counsel must be able to identify and comply with the non-negotiable regulatory and ethical duties expected of them by the Solicitors Regulation Authority. This book provides guidance on essential regulatory and ethical knowledge.
It is essential that law firm owners and managers acknowledge and have strategies to accommodate risk management, regulatory and legal compliance and ethical values in their business and an understanding as to how this will be achieved. This guide is intended to provide lawyers with the language, arguments and practical solutions which are needed.
This practical book outlines the compliance requirements that in-house lawyers must adhere to and examines the practical changes in-house lawyers may need to make in order to comply with the Act.
This essential reference book provides guidance on SRA regulations for non-lawyers working in law firms and for those who are responsible for ensuring that they comply with the SRA's rules.
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